The Integrated Energy and Communication Systems Architecture

Volume II:
Functional Requirements

Appendix B:
Stakeholders Engaged and Documents Reviewed

EPRI Project Manager

Joe Hughes

Cosponsor

Electricity Innovation Institute Consortium for Electric Infrastructure to Support a Digital Society (CEIDS)

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ORGANIZATIONS THAT PREPARED THIS DOCUMENT

General Electric Company led by GE Global Research (Prime Contractor)

Significant Contributions made by
EnerNex Corporation
Hypertek
Lucent Technologies (Partner)
Systems Integration Specialists Company, Inc.
Utility Consulting International (Partner)

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CitationS

This document describes research sponsored by EPRI and Electricity Innovation Institute.

The publication is a corporate document that should be cited in the literature in the following manner:

THE INTEGRATED ENERGY AND COMMUNICATION SYSTEMS ARCHITECTURE, EPRI, Palo Alto, CA and Electricity Innovation Institute, Palo Alto, CA: 2003 {Product ID Number}.

Stakeholders Engaged and Documents Reviewed

This appendix contains a summary of the stakeholder engagements that were used to gather input to the design of IntelliGrid Architecture. It should be noted, that the first table shows the “traditional” stakeholder venue where a meeting with individuals was convened and discussions and presentations were exchanged. The latter part of this appendix contains a list of the key stakeholder documents that were consulted as part of the stakeholder engagement process.

Stakeholders Engaged

Date/Type of Engagement	Name	Domains and Functions Addressed	Stakeholder Category	Summary of Results	Status of Results
ANSI C12 SC17 Meeting January 31, 2003 Presentation by Marty Burns	Meter Vendors and Utilities working on meter standards	Various domains and functions	Standards Bodies and industry Groups	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
ASHRAE SPC134 Meeting January 31, 2003 Presentation by Marty Burns	Building Controls and Automation Industry members	Various domains and functions	Standards Bodies Industry Groups	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
United Telecom Council Regional Meeting February 10, 2003 Presentation by Mark Adamiak	Telecommunications Industry	Various domains and functions	Utilities Industry Groups	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
DER/ADA Stakeholder Meeting March 3-4, 2003 Participation by Frances Cleveland	Small Generation Vendors, System Integrators, Utility Engineers	DER-ADA	Utilities Government Institutions Industry Groups Vendors & Suppliers	Met with a number of distribution and transmission utilities, DER vendors, DER integrators, communications vendors, and consultants - Discussed DER and Distribution Automation, to determine most important DER devices and how they were used (planned to be used) in distribution systems. These eventually led to a list of Use Cases that were incorporated in IntelliGrid Architecture enterprise activities.	Individual and collective follow-ups are progressing
CEIDS DER Meeting March 17-18, 2003 Presentations by Mark Adamiak and Frances Cleveland	Small Generation Vendors, System Integrators, Utility Engineers	DER-ADA	Utilities Government Institutions Industry Groups Vendors & Suppliers	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
DER/ADA Object Modeling Workshop April 29-30, 2003 Presentation by Frances Cleveland	Small Generation Vendors, System Integrators, Utility Engineers	DER-ADA	Utilities Government Institutions Industry Groups Vendors & Suppliers	Met with a number of distribution and transmission utilities, DER vendors, DER integrators, communications vendors, and consultants - Organized and clarified the DER Use Cases from March meeting. Discussed communication requirements, including performance, for interactions with DER devices and systems. Focused mostly on the reasons for object models, the existing IEC61850 object models for substation devices, and the plans for developing DER object models.	Utilized as general background information for multiple use cases.
UCA User’s Group April 29-30, 2003 Presentation by Frances Cleveland	International Utilities, Major Vendor Representatives, Utilities, Consultants	DER-ADA WAMAC Consumer/RTP	Utilities Vendors & Suppliers Standards Bodies	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
EPRI PQA North America June 2-4, 2003 Presentation by Erich Gunther	Vendors and Power Quality Engineers and Consultants	Consumer/RTP	Utilities Vendors & Suppliers End Use Groups	Brief 3 slide presentation on IntelliGrid Architecture project	Utilized as general background information for multiple use cases.
GE North American Executive Advisory Council June 24, 2003 Presentation by Peter Sanza and Mark Adamiak	Utility Executives	Various domains and functions	Utilities Vendors	Provided overview of IntelliGrid Architecture project to GE and utility executives. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
IEEE Power Engineering Society Power Systems Coordinating Committee July 15-17, 2003 Presentation by Frances Cleveland	Vendors, Utilities, Consultants, Communications and Power Engineers	DER-ADA WAMAC Consumer/RTP	Utilities Standards Bodies Industry Groups Vendors & Suppliers	Presented IntelliGrid Architecture concepts to communication experts, with discussions on communication protocol requirements and object modeling requirements	Utilized as general background information for multiple use cases.
Sep 8-10, 2003 IEEE T&D Show Presentation and meetings by/with Erich Gunther, Mark Adamiak, and Jeff Lamoree	General Audience, multiple individuals	Multiple domains and functions	Utilities Standards Bodies Industry Groups Vendors & Suppliers	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
CEIDS DER/ADA Stakeholder Meeting Sept. 15-17, 2003 Participation by Frances Cleveland, Nokhum Markushevich, and Erich Gunther	DER/ADA Project team members	Distributed Resources – object modeling, device interactions	Utilities Government Institutions Industry Groups Vendors & Suppliers	Gathered detailed information for DR device object models and communication requirements. Draft document available as input	Needs to be converted into a use cases
Electric Association of Pennsylvania Regional Meeting Sept. 18, 2003 Presentation by Mark Adamiak	Various individuals	Multiple domains and functions	Utilities Industry Groups Vendors & Suppliers End User Groups	Provided overview of IntelliGrid Architecture project. Solicited input from audience.	Utilized as general background information for multiple use cases.
Sep 22-26, 2003 IEEE PSRC and UCA UG Presentation and in person interviews by/with Erich Gunther, Mark Adamiak and Frances Cleveland	General Audience, multiple individuals	Multiple domains and functions	Utilities Government Institutions Industry Groups Vendors & Suppliers Standards Bodies	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees.	Utilized as general background information for multiple use cases.
IEEE/Cigré Meeting Oct 7-10, 2003 Presentation by Marek Samotyj	General Audience	CEIDS and IntelliGrid Architecture Vision	Utilities Industry Groups Vendors & Suppliers International Representatives	Provided overview of IntelliGrid Architecture project. Solicited input from audience.	Respond to submitted comments on Twiki and by e-mail.
IEC TC57 Plenary, SPAG, and WG meetings Oct. 13-16	Various individuals	DER-ADA WAMAC Consumer/RTP	Utilities Industry Groups Vendors & Suppliers International Representatives Standards Bodies	Frances Cleveland led a review of IEC TC57 Reference Architecture, and the harmonization of IEC61850 object modeling with the CIM information modeling. Discussions of what an architecture is or needs to include. IEC TC57 Reference Architecture was changed to reflect more comprehensive and more object-oriented approaches, including the concepts used by ebXML for metamodels of information. The IEC TC57 experts are highly critical stakeholders for input to and review of the IntelliGrid Architecture	Individual and collective follow-ups are progressing
Oct 20-21, 2003 EPRI PQ Interest Group Presentation by Erich Gunther	General Audience	IntelliGrid Architecture Overview	Utilities	Provided overview of IntelliGrid Architecture project. Solicited input from audience.	Respond to submitted comments on Twiki and by e-mail.
DOE Project Review Meeting – Oct. 27, 2003 In person interview with Erich Gunther	Ron Hofmann California Energy Commission	Consumer – demand response	Government Institutions	Obtained list of demand response functions, concerns, and priorities. Obtained documents from which to derive use cases	Needs to be converted into use cases.
DOE Project Review Meeting – Oct. 27, 2003 In person interview with Erich Gunther	Bob Yinger Southern California Edison	Consumer - RTP	Utilities	Obtained general background of SCE RTP activities. Identified SCE staff for follow up.	Information processed into RTP uses cases and published on SharePoint. Follow up required to refine and add additional use cases.
DOE Project Review Meeting – Oct. 27, 2003 In person interview with Erich Gunther	Mark Rawson California Energy Commission	Consumer and Distributed Resources	Government Institutions	Obtained list of distributed resource functions important in California. Obtained documents from which to derive use cases.	Needs to be converted into use cases
Oct. 30, 2003 meeting with Jim Bobyn	Daniel Major Hydro Quebec	WAMAC Contingency Analysis Baseline	Utilities	Briefly explained IntelliGrid Architecture project, and obtained clarification of: · Off-line and on-line usage of Contingency Analysis · Process and data flow · Data from/to other systems · Users · Functionality · Set-up and initialization procedures · User documentation and tools	Plan future meeting to · Explain IntelliGrid Architecture project and the value story to management · Solicit participation in the project as an active "stakeholder" · Validation of current usage, process and data flow, communications methods, limitations · Discuss "wish list" for a more capable CA, and future communications requirements
Powersystems World Nov. 5, 2003 In person interview with Erich Gunther	Jane Thornton IBM	Consumer – power quality, general	Vendors & Suppliers End User Groups	General interview. Provided overview of IntelliGrid Architecture project. Laid groundwork for future contact for possible use cases.	Need to review documents obtained from Jane, identify potential use cases, and follow up.
Powersystems World Nov. 5, 2003 In person interview with Erich Gunther	Bob Jones Federal Aviation Administration	Consumer – demand response, power quality, asset management	Government Institutions End User Groups	Provided overview of IntelliGrid Architecture project. Obtained input for power monitoring and power quality use cases.	Information fed into power quality use case and published on SharePoint. Will use information for other use cases not yet complete.
Powersystems World Nov. 6, 2003 In person interview with Erich Gunther	Ray Mohan Northrop Grumman	Consumer – asset management	End User Groups	Identified requirements necessary for management of UPS and stand-by generation plant.	Needs to be converted into use cases.
Powersystems World Nov. 6, 2003 In person interview with Erich Gunther	Richard Stetler Power Measurement	Consumer – power metering, power quality	Vendors & Suppliers	Provided overview of IntelliGrid Architecture project. Obtained input for power monitoring and power quality use cases.	Information fed into power quality use case and published on SharePoint. Will use information for other use cases not yet complete.
Powersystems World Nov. 6, 2003 In person interview with Erich Gunther	Jerry Olechiw Dranetz-BMI	Consumer – power metering, power quality, DR aggregation	Vendors & Suppliers	Provided overview of IntelliGrid Architecture project. Obtained input for power monitoring and power quality use cases.	Information fed into power quality use case and published on SharePoint. Will use information for other use cases not yet complete.
Powersystems World Nov. 6, 2003 Paper presentation by Erich Gunther	Power Engineers, System Integrators	IntelliGrid Architecture Overview	Utilities Vendors & Suppliers End Use Groups	Provided overview of IntelliGrid Architecture project. Solicited input from audience.	Respond to submitted comments on Twiki and by e-mail.
Meeting on Nov. 6, 2003 with Mark Adamiak	Dan Nordell Xcel Energy	WAMAC ADA-DER	Utilities	Discussed concept of “auto-sourcing” distribution feeder	Need to follow up with domain template
Nov. 7 and Nov. 26, 2003 meetings with Jim Bobyn	Andrew Yuen and Jeff Penrice Hydro One Networks (“wires” portion of Ontario Hydro)	WAMAC Contingency Analysis Baseline Contingency Analysis Future	Utilities	Provided overview of IntelliGrid Architecture project and value story (sales pitch) Obtained "OK to proceed" with minimal interruption, and limited access to a CA expert Received functional overview and demonstration of the on-line use of CA for operations support Reviewed questions and issues from the first meeting Clarified current CA on-line usage with a more detailed demonstration and hands-on exposure Obtained screen copies for better understanding of functionality and user interface	Need to conduct future meetings to: · Review the CA template and summarize the project progress (i.e. show deliverables) · Solicit continued participation in the project as an active "stakeholder" · Validate current usage, process and data flow, communications methods, limitations · Discuss "wish list" for a more capable CA, and future communications requirements
GE Power Systems Conference in Brazil, Nov. 10, presentation by Mark Adamiak	Various individuals	WAMAC	Utilities End Use Groups International Representatives	Provided overview of IntelliGrid Architecture project. Solicited input from audience. Engaged in general one-on-one discussions with meeting attendees	Utilized as general background information for multiple use cases.
Meeting Nov. 12, with Mark Adamiak in Brazil	George Kotlarewski Furnas	WAMAC	International Representatives Utilities	Discussion of IntelliGrid Architecture and possible template on use of TCSC for inter-oscillation damping	Need follow up engagement via e-mail
Meeting Nov. 12, with Mark Adamiak in Brazil	Meeting with Rio Light	WAMAC	International Representatives Utilities	Discussed IntelliGrid Architecture identification of “legacy” interface issue	Need follow up engagement via e-mail
Nov 12-14,2003 IEEE 1547 meeting In person interview with Erich Gunther	Joe Kerecman PJM Interconnection	Transmission operations – general interview	RTOs/ISOs	Provided overview of IntelliGrid Architecture. Discussed broad requirements for IntelliGrid Architecture. Invited to meet with PJM in 2004 for full engagement.	Schedule meeting with PJM
Nov 12-14,2003 IEEE 1547.3 meeting In person interview with Erich Gunther	Steve Batsell ORNL	Federated Services - Network security	Government Institutions	Provided overview of IntelliGrid Architecture. Discussed broad security requirements for IntelliGrid Architecture.	Needs to be converted into a use case. Schedule in person follow-up meeting.
Nov 12-14, 2003 IEEE 1547.3 Meeting, group interaction, in person interviews by Erich Gunther	Members of WG	Distributed Resources – general communications requirements, object models, security	Standards Bodies Utilities	Gathered detailed information for DR device object models and communication requirements. Draft document available as input.	Needs to be converted into a use cases.
IEC TC 88 PT 25 Meeting Nov. 18, 2003 In person interview with Erich Gunther	Sandy Butterfield NREL – Wind Program And other wind industry experts	Transmission Connected Generation – wind power plant communications	Government Institution Vendors & Suppliers Utilities International Representative Standards Bodies	Provided overview of IntelliGrid Architecture. Obtained requirements for wind turbine and wind power plant communications. Obtained document from which to derive use cases.	Needs to be converted into a use case.
Dec 2-3, 2003, in person discussions, presentation by Erich Gunther	Members of IEC TC 57 WG 10 PQTF	Consumer – power quality metering object models and requirements	Government Institution Vendors & Suppliers Utilities International Representative Standards Bodies	Gathered detailed information for PQ monitor object models and communication requirements. Draft document available as input.	Needs to be converted into a use case.
Meeting Dec. 8, with Peter Sanza	Engagement with Northeast Utilities	WAMAC	Utilities	Made presentation on IntelliGrid Architecture, identified areas for further collaboration	Need to follow up with domain template or more specialized discussion with identified individuals
Meeting December 9 and 11 with Mark Adamiak	Bruce Fardarnash New York Power Authority	WAMAC	Utilities	Meeting and discussion resulting in definition of Voltage Control Cone	Need to follow up with domain template or more specialized discussion
Phone interview Dec. 15 with Jack King	Donna Pratt Neenan Associates	Consumer - RTP	Vendors & Suppliers Market Participants	Obtained requirements and insight into RTP process. Determined that RTP industry is concentrating on demand response issues.	Information processed into RTP use cases and published on SharePoint. Follow up required to refine and add additional use cases.
Powersystems World 2003/meeting at BGE on 12/16/03 In person interview with Erich Gunther and Marty Burns	Vladimir Basch Baltimore Gas & Electric	Distribution Operations – capacitor bank control, outage management Federated services – network management.	Utilities	Provided overview of IntelliGrid Architecture project. Obtained input for several use cases.	Needs to be converted into use cases.
IEEE PSRC Jan. 12-14, 2004 Tampa	Various individuals	Various domains and functions	Utilities Vendors & Suppliers Standards Bodies	Erich Gunther and Mark Adamiak presented on IntelliGrid Architecture and conduct stakeholder engagements	Engagement completed
UCA International Users Group Jan. 15-16, 2004 Tampa	Various individuals	Various domains and functions	Utilities Vendors & Suppliers Standards Bodies	UCA UG meeting – IntelliGrid Architecture presentation & stakeholder engagement by Mark Adamiak, Frances Cleveland, and Erich Gunther	Engagement completed
Areva (Alstom) In person meeting with Mark Adamiak Jan. 16, 2004	Alex Apostolov	WAMAC	Vendors & Suppliers	Discussed optimal load shed	Mark to follow up
Distributech, Jan. 20-22, 2004 Orlando	Various Utility, vendor and industry	Various domains and functions	Utilities Vendors & Suppliers Government Institutions Industry Groups	Erich Gunther spoke at conference and helped teach Utility University. John Gillerman helped teach Utility University. Sandy Smith, Mark Adamiak, and others attended. Opportunities for stakeholder engagement and outreach to industry press.	Engagement completed
Distributech Jan. 20-22, 2004 Orlando	Larry Mansueti US Department of Energy Office of Electric Transmission & Distribution	Consumer-RTP Demand Response, Consumer Load Control, Real Time Pricing	Government Institution	Sandy Smith spoke with him after a presentation on demand response. Sandy briefly described IntelliGrid Architecture and provided a link to the web site.	Sandy followed up with an e-mail about obtaining more information on GridWise (which Larry Mansueti is coordinating) as well as an IEA project on DR
Distributech Jan. 20-22, 2004 Orlando	Brian White Gulf Power	Consumer-RTP Demand Response, Consumer Load Control	Utility	Sandy Smith spoke with him after a presentation on Gulf Power’s DR program. Sandy briefly described IntelliGrid Architecture and requested more info on comm. requirements.	Sandy followed up with an eye towards developing a DR use case
Distributech Jan. 20-22, 2004 Orlando	Ed Malemezian Consultant previously with Florida Power & Light	Consumer-RTP Demand Response, Consumer Load Control, Real Time Pricing	Utility	Sandy Smith spoke with him after a presentation on FP&L’s real-time DR program. Sandy briefly described IntelliGrid Architecture and requested more info on comm. requirements.	Sandy followed up with an interview to develop a use case on DR and load control
Distributech Jan. 20-22, 2004 Orlando	Robert Burke New England ISO	Consumer-RTP Demand Response, Consumer Load Control, Real Time Pricing	RTOs/ISOs	Sandy Smith spoke with him during a conference session. Sandy briefly described IntelliGrid Architecture	Sandy tried to follow up with an eye towards getting information on communications requirements for demand response
Distributech Jan. 21 2004 Orlando	Dick Preston Comverge	Consumer-RTP Demand Response, Consumer Load Control	Vendor & Supplier	Sandy Smith spoke with him during a conference session. Sandy briefly described IntelliGrid Architecture	Sandy tried to follow up with an eye towards getting information on communications requirements for demand response
Distributech Jan. 20-22, 2004 Orlando	Ross Malme RETX	Consumer –RTP Demand Response, Consumer Load Control	Vendor & Supplier	Sandy Smith spoke with him during a conference session. Sandy briefly described IntelliGrid Architecture	Sandy followed up with an e-mail about obtaining more information on an IEA project on DR
IEEE PES PSCC Meeting Jan. 21, 2004 Orlando	Individuals from TVA, Arizona Public Service, University UK	Security DER-ADA	Standards Bodies Utilities	Frances Cleveland working with them on commencement of P1649 Technical Report on Security Assessments for Utilities	Initial contact, but interest in project indicated
IEEE Power Quality Subcommittee Jan. 22-23, 2004 Orlando	Various individuals	Consumer-RTP power quality metering object models and requirements	Utilities Vendors & Suppliers Standards Bodies	IEEE PQ related task forces and working groups meet. Erich Gunther made an IntelliGrid Architecture presentation and undertook stakeholder engagements.	Some contacts made and follow ups planned
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	John Allemong, American Electric Power	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Navin Bhatt, American Electric Power	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Dan Boezio American Electric Power	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Paul Barber CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Vikram Budhraja CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Matt Donnelly CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Jim Dyer CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Ross Guttromson CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Sakis Meliopoulos CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Phil Overhold CERTS	WAMAC	Government Institutions	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Floyd Galvan Entergy	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Don Minnis FPL	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Bogdan Kasztenny GE	WAMAC	Vendors & Suppliers	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	William Premerlani GE	WAMAC	Vendors & Suppliers	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Eric Huffine Midwest ISO	WAMAC	RTOs/ISOs	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Dale Osborn Midwest ISO	WAMAC	RTOs/ISOs	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Bill Phillips Midwest ISO	WAMAC	RTOs/ISOs	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Bob Cummings NERC	WAMAC	Regulator Industry Groups	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Brian Nolan NERC	WAMAC	Regulator Industry Groups	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Tom Vandervort NERC	WAMAC	Regulator Industry Groups	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Joe Chow New York ISO	WAMAC	RTOs/ISOs	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Jon Ponder PJM	WAMAC	RTOs/ISOs	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	George Alexander Schweitzer Engineering Laboratories	WAMAC	Vendors & Suppliers	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Susan Fagan Schweitzer Engineering Laboratories	WAMAC	Vendors & Suppliers	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Armando Guzman Schweitzer Engineering Laboratories	WAMAC	Vendors & Suppliers	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	David Marshall Southern Company	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	James Viikinsalo Southern Company	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Mike Ingram TVA	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Meeting on Eastern Interconnect Phasor Project Jan. 22, 2004 Washington, DC	Wai-Ran TVA	WAMAC	Utilities	Mark Adamiak and Peter Sanza presented on IntelliGrid Architecture	Need to follow up
Group Engagement with BPA Feb. 4, 2004 Vancouver, WA	Ken Martin Carson Taylor Mike Hoffman Jim Tillet	WAMAC Consumer/RTP	Utilities	Mark Adamiak coordinated Discussed power business, demand response, direct load control, customer response.	Needs to be converted into use cases.
Group Engagement with Pacific Northwest National Laboratory Feb. 5, 2004 Richmond, WA	Researchers	WAMAC	Government Institutions	Mark Adamiak coordinated. Discussed direct load control	Needs to be converted into use cases.
Group Engagement with PG&E Feb. 6, 2004 San Francisco and Oakland, CA	Utility Engineers	WAMAC DER-ADA Consumer/RTP	Utilities	Mark Adamiak coordinated. Discussed communication requirements for the three cone areas	Needs to be converted into use cases.
Group Engagement with Electricite de France Feb. 16-17, 2004 Near Paris	Andre Maizener Eric Lanbert	WAMAC Consumer/RTP	Utilities	John Gillerman discussed transmission-related E Commerce	Input will be used to refine existing use cases and help with the formulation of new ones
Group Engagement with Electricite de France Feb. 16-17, 2004 Near Paris	Andre Maizener Eric Lambert Jean-Claude Gauthier Xavier Mamo Sylvie Mallet Olivier Huet Arnaud Valenti Michael Boll Frederic Gorgette Floriane Fesquet Pascale Michalak Juliette LeDelliou Anne Picault Aline Pajot Henry Boccon-Gibod Joseph Maire	WAMAC DER-ADA Consumer/RPT	Utilities	Engagement with Erich Gunther, Mark Adamiak, Frances Cleveland, Walt Dixon, Marty Burns, and others. Presented findings so far and discussed communication requirements for the three cone areas.	Input will be used to refine existing use cases and serve as foundation for new ones.
Group Engagement with Polish Power Grid Feb. 19-20, 2004 Warsaw	Utility Engineers	WAMAC DER-ADA Consumer/RPT	Utilities	Engagement with Erich Gunther, Mark Adamiak, Frances Cleveland, Walt Dixon, and others. Presented findings so far and discussed communication requirements for the three cone areas.	Input will be used to refine existing use cases and serve as foundation for new ones.
Meeting March 10, 2004 with Jeff Lamoree	Charlie Smith Nexgen Energy	Consumer/RTP	Vendors & Suppliers Market Participants	Obtained requirements and insight into aggregation of DG to participate in DR programs and open energy markets.	Information processed into use case and published on SharePoint.
Clemson Power Systems Conference March 10-12, 2004 Clemson, SC	Utility Engineers Academics Industry Representatives	DER-ADA Consumer/RTP	Utilities Government Institutions	Erich Gunther and Mark Adamiak spoke and held individual engagements	Engagement completed, some follow up required.
Frances Cleveland meetings with LIPA	George Ello	DER	Utilities	Ongoing phone and e-mail exchanges on DER issues.	Ongoing.
We Energies April 6-8, 2004 Milwaukee, WI	Graham Siegel Other Utility Engineers	WAMAC Distribution Consumer	Utilities Vendors Customers	Frances Cleveland conducted three day stakeholder workshop	Engagement completed, input will be used to refine existing use cases and serve as foundation for new ones.
NERC Data Exchange Working Group Meeting April 15-16, 2004 New Orleans	Regulatory and Industry Group Engineers Industry Representatives	WAMAC	Regulators Industry Groups	Herb Falk spoke on ICCP security	Engagement completed.
Workshop between Fast Simulation and Modeling and IntelliGrid Project Participants April 21, 2004 Palo Alto, CA	GE (IntelliGrid Architecture prime contractor) ABB (FSM Prime Contractor) EPRI and E2I personnel	WAMAC Distribution Consumer	Vendors Suppliers	Meeting to present overview of the two CEIDS projects, review status, present IntelliGrid Architecture tools and methodologies and brainstorm ideas for integrating the two project efforts going forward.	Engagement completed, some follow up required.
Australian Power Grid April 21-23, 2004 Sydney, Australia	Utility Engineers	Architectural Issues – 61850, CIM, Security, Network Management	Utilities	Frances Cleveland conducted 3 day stakeholder engagement through Ray Lings of EPRI	Engagement completed, some follow up required.
EPRI PQA May 17-19, 2004 Garden City, NY	Utility Engineers Vendors & Supplier personnel	Consumer/RTP DER	Utilities Vendors & Suppliers	Erich Gunther delivered a keynote address on IntelliGrid Architecture and held individual engagements	Engagement completed
IEEE/PES Broadband over Power Lines Standards Interest Meeting June 7, 2004 Denver, CO	Various Personnel	Various domains and functions	Utilities Vendors & Suppliers Standards Bodies	Erich Gunther presented on IntelliGrid Architecture and held a discussion on how standards for broadband over power lines could play a role in an integrated energy and communications system architecture	Engagement completed

Documents Reviewed (Use Case References)

ATM Forum, "Customer Network Management (CNM) for ATM Public Network Service," ATMF Specification af-nm-0019.000, October 1994.

ATM Forum, "Integrated Local Mgmt. Interface (ILMI) Ver. 4.0," ATMF Specification af-ilmi-0065.000, September 1996.

ATM Forum, "ATM Remote Monitoring SNMP MIB," ATMF Specification af-nm-test-0080.000, July 1997.

ATM Forum, "SNMP M4 Network Element View MIB," ATMF Specification af-nm-0095.001, July 1998.

ATM Forum, "Network Management M4 Security Requirements and Logical MIB," ATMF Specification af-nm-0103.000, January 1999.

ATM Forum, "M4 Interface Requirements and Logical MIB: ATM Network View Version 2," ATMF Specification af-nm-0058.001, May 1999.

ATM Forum, "Auto-configuration of PVCs Specification," ATMF Specification af-nm-0122.000, May 1999.

ATM Forum, "CMIP Specification for the M4 Interface: ATM Network Element View, Version 2," ATMF Specification af-nm-0027.001, July 1999.

ATM Forum, "ATM Usage Measurement Requirements," ATMF Specification af-nm-0154.000, November 2000.

ATM Forum, "Requirements and Logical MIB for Management of Path and Connection Trace,” ATMF Specification, af-nm-0153.000, April, 2001.

ATM Forum, “CORBA Specification for M4 Interface: Network View,” ATMF Letter Ballot Document: fb-nm-0166.000, April 2001.

ATM Forum, "M4 Interface: ATM Network View, CORBA MIB, Version 2," ATMF Specification af-nm-0185.000, August 2002.

ATM Forum, "ATM Performance Management Bulk, Data File Structure," ATMF Specification af-nm-0194.000, April 2003.

Bellcore TA-NWT-001114, Generic Requirements for Operations Interfaces Using OSI Tools: ATM/Broadband Network Management, Issue 2, October 1993.

GR-2869-CORE, Generic Requirements for Operations Based on the Telecommunications Management Network (TMN) Architecture, Issue 2, Bellcore, October 1996.

SR-TSV-002690, Requirements for an EML Platform Environment, Bellcore, Issue 1, March 1994.

Network Management Layer to Element Manager Interface Description, Bellcore, February 1996.

Bellavista P., Corradi A., Stefanelli C., "An Integrated Management Environment for Network Resources and Services," IEEE Journal on Selected Areas in Communications, Vol. 18, No. 5, May 2000.

Casassa M., Baldwin A., Goh C., "POWER Prototype: Towards Integrated Policy-Based Management," IEEE/IFIP Network Operations and Management Symposium, 2000.

Cheikhrouhou M. M., Conti P., Labetoulle J., "Intelligent Agents in Network Management: A State-of-the-art," 1998.

Dobson J.E., McDermid J.A.,"A Framework for Expressing Models of Security Policy," IEEE Symposium on Security & Privacy, May 1989, Oakland, CA, 1989.

Data-Over-Cable Service Interface Specifications DOCSIS 2.0 - Operations Support System Interface Specification, SP-OSSIv2.0-104-030730, July 2003.

DSL Forum “ADSL Network Element Management,” DSL Forum Technical Report TR-005, March 1998.

DSL Forum, “The Operation of ADSL-based Networks,” DSL Forum Technical Report TR-022, August 1999.

DSL Forum, "ADSL EMS to NMS Functional Requirements," DSL Forum Technical Report TR-030, Feb 2000.

DSL Forum, “Protocol Independent Object Model for ADSL EMS-NMS Interface,” DSL Forum Technical Report: TR-035, March 2000.

DSL Forum, “CORBA Specification for ADSL EMS-NMS Interface,” DSLF Technical Report TR-041, June 2001.

DSL Forum, “Auto-Configuration Architecture & Framework,” DSL Forum Technical Report, TR-046, February 2002.

R. Enns, "XMLCONF Cofiguration Protocol," IETF Internet Draft draft-enns-xmlconf-spec-00.txt, February 2003.

D. Ginsburg, ATM Solutions for Enterprise Internetworking, 2nd Edition, Addison Wesley, 1999.

D. Ginsbury, Implementing ADSL, Addison Wesley, 1999.

Goldszmidt G., Yemini Y., "Distributed Management by Delegation," Proceedings of the 15th International Conference on Distributed Computing Systems, June 1995.

Hegering H., Abeck S., Neumair B., Integrated Management of Network Systems, Morgan Kaufmann Publishers, Inc. 1999.

“Network Data Management – Usage (NDM-U) For IP-Based Services,” Version 3.1, IPDR.org, April 15, 2002.

ITU-T Draft Recommendation G.997.1, "Physical Layer Management for Digital Subscriber Line (DSL) Transceivers," October 1998.

ITU-T Recommendation M.3010: “Principles for a Telecommunications Management Network,” October 1992.

ITU-T Recommendation M.3100: “Generic Network Information Model Version 2,” March 1995.

ITU-T, SG4, Recommendation M.3120, “CORBA Generic Network and NE Level Information Model," October 2001.

ITU-T, SG4, Recommendation Q.822.1, “CORBA-based TMN Performance Management Service,” October 2001.

ITU-T Recommendation X.720, "Information Technology – Open Systems Interconnection – Structure of Management Information: Management Information Model," January 1992.

ITU-T Recommendation X.721, “Information Technology - Open Systems Interconnection - Structure of Management Information - Part 2: Definition of Management Information,” February 1992.

Ju H., Choi M., Hong J., "EWS-Based Management Application Interface and Integration Mechanisms for Web-Based Element Management," Journal of Network and Systems Management, Vol.9, No.1, 2001.

Knight G., Hazemi R., "Mobile Agent-Based Management in the INSERT Project," Journal on Network and Systems Management, Vol.7, 1999.

Koch F. L., Westphall C. B., "Decentralized Network Management Using Distributed Artificial Intelligence," Journal of Network and Systems Management, Vol.9, No.4, Dec. 2001.

Lange, D., "Java Aglets Application Programming Interface (J-AAPI)," IBM white paper, Feb. 1997. (www.trl.ibm.com/aglets/JAAPI-whitepaper.htm).

Lupu E., Sloman M., "Conflicts in Policy-Based Distributed Systems Management," IEEE Transactions on Software Engineering, Vol. 25, No. 6, Nov. 1999.

Subramanian, Mani, Network Management, Principles and Practice, Addison Wesley, 2000.

Martin-Flatin J., "Push vs. Pull in Web-Based Network Management,"Technical Report SSC/1998/002, Swiss Federal Institute of Technology Lausanne, 1998.

Martin-Flatin J. P., Znaty S., Hubaux J. P., "A Survey of Distributed Enterprise Network and Systems Management Paradigms," Journal of Network and Systems Management, Vol.7, No.1, 1999.

Moffett J., Sloman M., Policy Hierarchies for Distributed Systems Management, IEEE Journal on Selected Areas in Communication, Vol. 11, No. 9, December 1993.

T. D. Nadeau, MPLS Network Management - MIBs, Tools and Techniques, Morgan Kaufmann, 2003.

The Object Management Group (OMG), “The Common Object Request Broker: Architecture and Specification,” OMG Document: formal/99-10-07, Revision 2.3.1, October 1999.

Prozeller P., "TINA and the Software Infrastructure of the Telecom Network of the Future," Journal on Network and System Management, Vol.5, December 1997.

Raouf Boutaba, Jin Xiao, "Network Management: State of the Art," Communication Systems: The State of the Art (IFIP World Computer Congress), p.g.127-146, 2002.

K. McCloghrie, M. Rose, “Structure and Identification of Management Information for TCP/IP-based Internets,” IETF RFC 1155, May 1990.

Schoffstall, M., Fedor, M., Davin, J. and Case, J., A Simple Network Management Protocol (SNMP), IETF RFC 1157, May, 1990.

K. McCloghrie, M. Rose, “Concise MIB Definitions,” IETF RFC 1212, March 1991.

K. McCloghrie and M. Rose. Management Information Base for Network Management of TCP/IP-base Internets: MIB-II, IETF RFC 1213, March 1991

Rose, M.T. “A Convention for Defining Traps for use with the SNMP,” IETF RFC 1215, March 1991.

L. Steinberg. Techniques for Managing Asynchronously Generated Alerts, IETF RFC 1224, May 1991.

F. Baker, J. Watt, “Definitions of Managed Objects for the DS1 and E1 Interface Types,” IETF RFC 1406, January 1993.

T. Cox, K. Tesink, “Definitions of Managed Objects for the DS3/E3 Interface Type,” IETF RFC 1407, January 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Introduction to version 2 of the Internet-standard Network Management Framework,” IETF RFC 1441, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Structure of Management Information for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1442, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Textual Conventions for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1443, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Conformance Statements for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1444, May 1993.

J. Davin, K. McCloghrie, “Administrative Model for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1445, May 1993.

J. Galvin, K. McCloghrie, “Security Protocols for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1446, May 1993.

K. McCloghrie, J. Galvin, “Party MIB for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1447, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Protocol Operations for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1448, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Transport Mappings for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1449, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Management Information Base for version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1450, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Manager to Manager Management Information Base,” IETF RFC 1451, May 1993.

J. Case, K. McCloghrie, M. Rose, S. Waldbusser, “Coexistence between version 1 and version 2 of the Internet-standard Network Management Framework,” IETF RFC 1452, May 1993.

E. Decker, P. Langille, A. Rijsinghani, and K.McCloghrie., Definitions of Managed Objects for Bridges, IETF RFC 1493, July 1993.

K. McCloghrie, F. Kastenholz, “Evolution of the Interfaces Group of MIB-II,” IETF RFC 1573, January 1994.

T. Brown, K. Tesink, “Definitions of Managed Objects for the SONET/SDH Interface Type,” IETF RFC 1595, March 1994.

M. Ahmed and K. Tesink, “Definitions of Managed Objects for ATM Management, Version 8.0 using SMIv2,” IETF RFC 1695, August 1994.

Waldbusser S., Remote Network Monitoring Management Information Base., IETF RFC 1757, February 1995.

Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, “Introduction to Community-based SNMPv2,” IETF RFC 1901, January 1996.

Case, J., McCloghrie, K., Rose, M., and S. Waldbusser, “Textual Conventions for Version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1903, January 1996.

Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, “Protocol Operations for Version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1905, January 1996.

Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, “Transport Mappings for Version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1906, January 1996.

Case, J., McCloghrie, K., Rose, M. and S. Waldbusser, “Management Information Base for Version 2 of the Simple Network Management Protocol (SNMPv2),” IETF RFC 1907, January 1996.

K. McCloghrie, “Category: Standards Track SNMPv2 Management Information Base for the Internet Protocol using SMIv2,” IETF RFC 2011, November 1996.

K. McCloghrie, “Category: Standards Track SNMPv2 Management Information Base for the User Datagram Protocol using SMIv2,” IETF RFC 2013, November 1996.

J. Case, R. Mundy, D. Partain, B. Stewart, “Introduction to Version 3 of the Internet-standard Network Management Framework,” IETF RFC 2570, April 1999.

Harrington, D., Presuhn, R. and B. Wijnen, “An Architecture for Describing SNMP Management Frameworks,” IETF RFC 2571, April 1999.

Case, J., Harrington, D., Presuhn, R. and B. Wijnen, “Message Processing and Dispatching for the Simple Network Management Protocol (SNMP),” IETF RFC 2572, April 1999

Levi, D., Meyer, P. and B. Stewart, “SNMP Applications,” IETF RFC 2573, April 1999.

Blumenthal, U. and B. Wijnen, “The User-Based Security Model for Version 3 of the Simple Network Management Protocol (SNMPv3),” IETF RFC 2574, April 1999.

Wijnen, B., Presuhn, R. and K. McCloghrie, “View-based Access Control Model for the Simple Network Management Protocol (SNMP),” IETF RFC 2575, April 1999.

R. Frye, D. Levi, S. Routhier, B. Wijnen, “Coexistence between Version 1, Version 2, and Version 3 of the Internet-Standard and Network Management Framework,” IETF RFC 2576, March 2000.

McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose, M. and S. Waldbusser, “Structure of Management Information Version 2 (SMIv2),” IETF RFC 2578, April 1999.

McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose, M. and S. Waldbusser, “Textual Conventions for SMIv2,” IETF RFC 2579, April 1999.

McCloghrie, K., Perkins, D., Schoenwaelder, J., Case, J., Rose, M. and S. Waldbusser, “Conformance Statements for SMIv2,” IETF RFC 2580, April 1999.

B. Bathrick, F. Ly, "Definitions of Managed Objects for the ADSL Lines,” IETF RFC 2662, August 1999.

J. Flick, J. Johnson, “Definitions of Managed Objects for the Ethernet-like Interface Types,” August 1999.

M. St. Johns, “DOCSIS Cable Device MIB Cable Device Management Information Base for DOCSIS compliant Cable Modems and Cable Modem Termination Systems,” August 1999.

M. St. Johns, “Radio Frequency (RF) Interface Management Information Base for MCNS DOCSIS compliant RF interfaces,” August 1999.

D. Durham, Ed. "The COPS (Common Open Policy Service) Protocol," IETF RFC 2748, January 2000.

M. St. Johns, “Diffie-Helman USM Key Management Information Base and Textual Convention,” IETF RFC 2786, August 1999.

K. McCloghrie, F. Kastenholz, “The Interfaces Group MIB,” June 2000.

McCloghrie, K., Farinacci, D., Thaler, D., “Internet Group Management Protocol MIB,” IETF RFC 2933

R. Woundy, “Baseline Privacy Interface Management Information Base for DOCSIS Compliant Cable Modems and Cable Modem Termination Systems,” RFC 3083, March 2001.

Chan K, et al, "COPS Usage for Policy Provisioning," IETF RFC 3084, March 2001.

D. Rawlins et al, "Framework for Policy Usage Feedback for Common Open Policy Service with Policy Provisioning (COPS-PR)," March 2003.

Rogerson D., Inside COM, Redmond, WA, Microsoft, 1997

Straber M., Baumann J., Fohl F., "Mole – A Java Based Mobile Agent System," 10th European Conference on Object-Oriented Programming ECOOP’96. July 1996.

Thompson J., "Web-based Enterprise Management Architecture," IEEE Communications Magazine, March 1998.

Wooldridge M., Jennings N. R., "Intelligent Agents: Theory and Practice, The Knowledge Engineering Review," Vol. 10, No.2, 1995.

“Experience of System - Wide Distribution Automation At JEA,” Don C. Gilbert, Nokhum Markushevich and Alex Fratkin, DistribuTECH 2004 Conference.

“Distribution Volt And Var Control In Emerging Business Environment,” Nokhum Markushevich (UCI) and Ron Nielsen (B.C. Hydro), CEA Technologies Distribution Automation Seminar, Halifax, Nova Scotia, Canada. June 2003.

“Strategic Operations of Distribution Systems in the Future,” Nokhum Markushevich, Frances Cleveland, The DER/Advanced Distribution Automation System Project Stakeholder Team Formation Workshop, March 17-18, 2003.

“The Specifics Of Coordinated Real-Time Voltage And Var Control In Distribution,” Nokhum S. Markushevich, Utility Consulting International (UCI), DistribuTECH 2002 Conference.

“Capacitor Control In Distribution Automation At OG&E,” Aleksandr P. Berman, Nokhum S. Markushevich (UCI), and James C. Clemmer (OG&E), DistribuTECH 2001 Conference.

“Performance Of Advanced DA Applications Implemented in JEA,” Nokhum S. Markushevich (UCI), Charles J. Jensen (JEA), Alex I. Fratkin (UCI), and Jerry Knowles (JEA), DistribuTECH 2001 Conference.

“Adaptive Control Of Multiple Protective Devices In The Distribution Automation System At JEA,” Charles J. Jensen (JEA), Nokhum S. Markushevich and Aleksandr P. Berman (UCI), DistribuTECH 2001 Conference.

“Implementation Of Advanced Distribution Automation In US Utilities,” Nokhum S. Markushevich and Aleksandr P. Berman (Utility Consulting International), Charles J. Jensen (JEA), James C. Clemmer (OG&E), USA, CIRED Conference, Amsterdam, 2001.

“Advanced Network Applications In The Distribution Management System At City Public Service Of San Antonio,” G. Hitzfelder (CPS), I. Roytelman, B. Nikolic, R. Horn (Siemens PT & D), N. Markushevich (UCI), DistribuTECH 2001 Conference,

“Implementation Of Advanced Distribution Automation At JEA And OG&E,” Charles J. Jensen (JEA), James C. Clemmer (OG&E), Nokhum S. Markushevich (UCI), DA/DSM DistribuTECH Conference, January 2000, Miami, Florida.

“Distribution Automation Pilot Projects At JEA And OG&E,” New Ideas For Remote Voltage And Var Control, Charles J. Jensen, James C. Clemmer Nokhum S. Markushevich, DA/DSM DistribuTECH Conference, January 1999.

“Distribution Automation Project For The Peninsular Malaysian Distribution System,” E. Chan, M Delson, N, Markushevich, K. Walston, Ir. T.A. Zaharuddin, and Jamal A. Nasir, CEPSI Conference, 1998.

“Dynamic System Load Control through Use of Optimal Voltage and Var Control,” Nokhum Markushevich, Ron E. Nelson, 1998 Dynamic Modeling Control Applications for Industry Workshop, IEEE Industry Application Society, 1998, Vancouver, Canada.

“Optimizing Feeder Sectionalizing Points for Distribution Automation,” Charles Jensen, Nokhum Markushevich, Alex Berman, DA/DSM DistribuTECH Conference, January 1998, Tampa, Florida.

“Analysis of Capacitor Control Under Conditions of Distribution Automation at OG&E,” Nokhum Markushevich, James Clemmer, Alex Berman, Alla Royz, DA/DSM DistribuTECH Conference, January 1998, Tampa, Florida.

“The Impact of Simplification of the Distribution System Model on the Benefits of Voltage and Var Control,” Nokhum Markushevich, Alex Berman, Dan Nordell, Craig Halverson; DA/DSM DistribuTECH Conference, January 1997, San Diego, California.

“Justification and Planning of Distribution Automation,” Edward H.P. Chan, Nokhum S. Markushevich; CEPSI Conference, September 1996, Malaysia.

“Impact Of Automated Voltage/Var Control In Distribution On Power System Operations,” Nokhum S. Markushevich, R.E. Nielsen, A.K. Nakamura, J.M. Hall, R.L. Nuelk; DA/DSM Conference January 1996, Tampa, Florida.

“Update on DA Pilot Project at B.C. Hydro,” Nokhum S. Markushevich Ron E. Nielsen, Fifth DA/DSM Conference January 1995, San Jose, California.

“Load to Voltage Dependency Tests at B.C. Hydro,” Alf Dwyer, Ron Nielsen, Joerg Stangl, Nokhum S. Markushevich; IEEE/PES 1994 Summer Meeting, July 1994.

“Modeling Distribution Automation,” Nokhum S. Markushevich; DA/DSM Conference, January 1994, Florida.

“Planning a Distribution Automation Pilot Project at B.C. Hydro,” Nokhum S. Markushevich, Martin Delson, Erik Benedictson, Alf Dwyer, Ivan Herejk, Carl Kober, Ron Nielsen, Joerg Stangl; DA/DSM Conference, January 1994, Florida.

“Integration Of Distribution Automation into Power System Operation,” Edward H.P. Chan, Nokhum S. Markushevich; DA/DSM Conference, January 1994, Florida.

“Cost-Benefit Study for Distribution Automation at B.C. Hydro,” Nokhum S. Markushevich, Ivan C. Herejk, Ron E. Nielsen, Utility Consulting International, USA,, Distribution 2000 Conference, November 1993, Australia.

“Functional Requirements and Cost-Benefit Study for Distribution Automation at B.C. Hydro,” Nokhum S. Markushevich, I.C. Herejk, Ron Nielsen, 1993 IEEE.

“Voltage and VAR Control in Automated Distribution Systems,” Nokhum S. Markushevich; DA/DSM Conference, January 1993, Palm Springs, California.

“Real Time Optimization of Power System Steady State Operating Conditions for Voltage and Reactive Power,” N.B. Vladimirova, V.Costyushko, N.S. Markushevich, V.A. Timofeyev, N.P. Yemelyanov (USSR); CIGRE, September 1990.

“Method of Capacitor Automatic Control,” Nokhum S. Markushevich, Certificate of Invention, USSR # 1275409, 1986.

“Device for Automatic Voltage Control in Electric Networks,” V.I. Zak, Nokhum S. Markushevich, Certificate of Invention, USSR # 1288816, 1985.

“Voltage Control and Electric Energy Conservation,” Nokhum S. Markushevich, Moscow: Energoatomizdat, 1984, pp.1‑100. Sofia: Technika, 1987, pp. 1‑84.

“Automated Control of 6‑20 kV Electric Network Operations,” Nokhum S. Markushevich. Moscow: Energiya, 1980, pp. 1‑208.

“Device for Reactive Power Source Control,” Nokhum S. Markushevich, Certificate of Invention USSR. # 922703, 1981.

“Enhancement of the Authenticity of the Electric Network Power Flow Calculation,” Nokhum S. Markushevich, Electrichestvo, # 12, 1979, pp. 1‑5.

“Voltage Quality in Urban Electric Networks,” Nokhum S. Markushevich, L.A. Soldatkina. Moscow: Energiya, 1975, pp. 1‑256.

“Automatic Frequency Load Shedding in USSR Power Systems,” G.Boutin, N. Markushevich, M. Portnoy, at al. CIGRE, 34-04, 1972.

“Under-Frequency Load Shedding as a Means for Automatic Elimination of Emergencies,” J.D. Barkan, Nokhum S. Markushevich, R.R. Rudzitis, V.N. Golubev, Electricheskie Stancii # 5, 1966, pp. 74‑78.

“Selective System of Automatic Reclosing after Automatic Frequency Load Shedding,” Nokhum S. Markushevich, Electricheskie Stancii, #7 1964, pp. 71‑73.

“Real-time data exchange for on-line security assessment,” K, Kato et. al, Power Industry Computer Application Conference, May 1991, pp 30-36.

Syncro Phasor Domain Template, William Premerlani.

Fast Simulation and Modeling System RFP, E2I/CEIDS, September 2003.

“Adaptive Protection as Preventive and Emergency Control,” M.J.Damborg et. al. Power Engineering Society Summer Meeting, 2000. IEEE, Volume: 2 , 16-20 July 2000, Page(s): 1208 -1212 vol. 2.

Specification of integrated SCADA/EMS/DMS for Florida Power and Light (FP&L and UCI proprietary).

“Inter-area oscillation damping with power system stabilizers and synchronized phasor measurements.” Snyder, A.F.; Hadjsaid, N.; Georges, D.; Mili, L.; Phadke, A.G; Faucon, O.; Vitet, S.; Power System Technology, 1998. Proceedings, POWERCON’98. 1998 International Conference on, Volume: 2, 18-21 Aug. 1998 Pages: 790 – 794 Vol.2.

“A fundamental study of inter-area oscillations in power systems.” Klein, M.; Rogers G.J.; Kundur P., Power Systems, IEEE Transactions on, Volume: 6, Issue: 3, Aug. 1991 Pages: 914 – 921.

“Coordinated Decentralized Optimal Control of Inter-Area Oscillations in Power Systems.” Lie, T.T.; Li, G.J.; Shrestha, G.B.; Lo, K.L.; Energy Management and Power Delivery, 1998, Proceedings of EMPD’98, 1998.

“Using global control and SMES Device to damp inter-area oscillations: an exploratory assessment.” Heniche, A.; Kamwa, I.; Power Engineering Society Summer Meeting, 2000, IEEE, Volume: 3, 16-20 July 2000, Pages: 1872-1876 vol. 3.

IEEE C37.118 Standard for Synchrophasors for Power Systems Draft 3.20, Nov 9, 2003.

Dettloff, D. D. Sabin, "Power Quality Performance Component of the Special Manufacturing Contracts Between Power Provider and Customer." Proceedings of the 9th International Conference on Harmonics and Quality of Power (ICHQP), Orlando, Florida, October 2000.

Dettloff, D. D. Sabin, and F. Goodman, "Power Quality Performance as a Component for Special Manufacturing Contracts between Power Provider and Customer." Official Proceedings of the 12th International Power Quality '99 Conference. PowerSystems World '99 Conference and Exhibit, November 1999, Chicago, Illinois.

Gunther, E.W. CC02 Working Group – “Recommendations for Tabulating RMS Variations with Specific Reference to Utility Power Contracts,” Cigre Electra 2001.

Gunther, E. W. “Utilizing Radio Links to Implement Power Quality Monitoring Systems,” PQA 2003 Conference, Monterey, California.

Gunther, E.W. “Signature System Communications – An Open Architecture,” IEEE 2001 T&D Show, New Orleans.

Gunther, E.W. “Advanced Data Processing and Communications Techniques for a Substation Power Quality Information System,” DistribuTECH 2000 Conference.

Gunther, E.W., "UCA and Internet Communications Technology at the Point of Power Quality and Quantity Measurement,” PQA 1999 Conference.

Gunther, E.W. “Using the Internet to Manage Power Quality, Quantity and Price,” DistribuTECH 1999 Conference.

Lamoree, J.D., Santoso, S. et al “Automatic Identification of Power Quality Variations in the Power Quality Diagnostic System,” Proceedings: 1997 PQA 97 Conference, Columbus, Ohio.

Leinfuss, E. and Lamoree, J.D. “Using the Internet for Dispatch of Aggregated Backup Generation To Address Power System Constraints,” Proceedings: 2003 DistribuTECH Conference, Las Vegas, Nevada.

Smith, J.W. and Zavadil, R.M. “Electric Utility Study Requirements and Needs for Interconnecting Large Windplants to the Transmission Network” Windpower 2000, Palm Springs, California.

Smith, S., Brown, M.A., and Voss, M.K. Exchanging Energy Technology Information on the Internet. U.S. Department of Energy/Oak Ridge National Laboratory, 1996.

Smith, S., Mueller, D.R., and Thompson, J.L. “Usage of Web Technologies for Delivery of Value-Added and Premium Services to Residential and Commercial Customers in a Deregulated Environment,” paper presented at 9^th National Energy Services Conference; December 7-9, 1998; Orlando, Florida.

McGranaghan, M. and Smith, S. “Power Quality Monitoring: A Changing Market,” Power Quality, January/February 2002, pp.22-25.

Hirst, E. and Kirby, B. “Metering, Communications, and Computing for Price-responsive Demand Programs,” Electric Light & Power, August 2001.

Fardanesh, B. “Future Trends in Power System Control,” IEEE Computer Applications in Power, July 2002.

Other Documents Reviewed

EPRI, CIWG, 1997. “Working Draft,. UCA Version 2.0. Forum Customer Interface Working Group (CIWG)”. August 1997, EPRI, Palo Alto, CA. EPRI, GOMSFE, 1999. “Working Draft,

UCA Version 2.0. Generic Object Models for Substation & Feeder Equipment (GOMSFE). Version 0.9f. 1999.UCA reference.

Kintner-Meyer, M; Burns, M., Utility/Energy Management and Controls System (EMCS) Communication Protocol Requirements. Final Report of ASHRAE Research Project 1011-RP, 1999.

Web Services Security and More: The Global XML Web Services Architecture (GXA) By Joseph M. Chiusano, Booz Allen Hamilton - http://www.developer.com/design/article.php/2171031

OASIS Standards and Protocol, version 1 through version 1.4.

Transaction Management System (TMS), Architectural Design, EPRI 1998.

Specifications for DSTAR Market Operations and EMS (Proprietary), 2001.

IEEE Standard for Distributed Resources Interconnected With Electric Power Systems. IEEE SCC21 Par 1547.

Omaha Public Power District (OPPD) Automatic Meter Reading (AMR) Feasibility Study, July 2001.

Cost Benefit Analysis of AMR Systems for the Puerto Rico Electric Power Authority (PREPA), August 26, 1997.

Omaha Public Power District (OPPD) Automation Plan, April 2000.

IEC/TR 62357 (2003-07) Power system control and associated communications - Reference architecture for object models, services and protocols, IEC 2003.

ISO/IEC 7498-1:1994, Information technology -- Open Systems Interconnection – Basic Reference Model: The Basic Model, ISO 1994.

IEC 61850-7-1, Communication networks and systems in substations – Part 7-1.

IEC 61850-7-2, Communication networks and systems in substations – Part 7-2.

IEC 61850-7-3, Communication networks and systems in substations – Part 7-3.

IEC 61850-7-4, Communication networks and systems in substations – Part 7-4.

Introduction to UCA^® Version 2.0, IEEE TR 1550, November 1999.

IEEE-SA Technical Report on the Utility Communications Architecture (UCA^TM) Version 2.0. IEEE-SA TR 1550-1999.

Common Application Service Model (CASM), IEEE TR 1550, November 1999.

Generic Object Model for Substation and Field Equipment (GOMSFE), IEEE TR 1550, November 1999.

InterControl Center Communications Protocol (ICCP).

IEC 870-6-503: TASE.2 Services and Protocol, (2002-04).

IEC 870-6-802: TASE.2 Object Models, (2002-04).

IEC 870-6-702: TASE.2 Application Profile, (1998-10).

Integrated UCA For Gas Industry, EPRI WO-8606-02, November 1999.

IEC/TR 62210 (2003-05) Power system control and associated communications - Data and communication security, IEC 2003.

UCA^™ Data Acquisition and Control (DAC) Client Application Guidelines, EPRI WO-8606-02, December 1999.

Network and System Management (NSM) Development for Distribution Automation (DA), EPRI 1001701, December 2002.

Communications Technology Assessment, EPRI CD-ROM, December 2002.

Utility Telecommunication System Costs, EPRI 2001.

Security Enhancements for Utility Information Architectures, August, 2002, EPRI EP-P10074

Scoping Study on Security Processes and Impacts, July 2003, EPRI 057144

Integrated UCA^TM for Gas Industry: Volume 1: Gas Industry Requirements, EPRI, Palo Alto, CA and Gas Research Institute, Des Plaines, IL: 2001. EPRI 1001399; GRI-01/0073.1.

Integrated UCA^TM for Gas Industry: Volume 3: Guidelines for UCA Data Acquisition & Control (DAC) System, EPRI, Palo Alto, CA and Gas Research Institute, Des Plaines, IL: 2001. EPRI 1001401; GRI-01/0073.3.

ICCP (TASE.2) Security Requirements: Executive Summary, EPRI, Palo Alto, CA: 2002. 1001641.

Communications Technology Assessment (CTA) for the Automation of Utility Operations, EPRI, Palo Alto, CA: 2002. 1001695.

Network and System Management for Distribution Automation, EPRI, Palo Alto, CA: 2002. 1001701.

Data Standardization and Integration Using Web-based Tools, EPRI, Palo Alto, CA: 2002. 1001786.

EPRI CIM Status and Guidelines for T&D Applications, EPRI, Palo Alto, CA: 2002. 1001801.

Security Enhancements for Utility Information Architectures, EPRI, Palo Alto, CA: 2002. 1002651.

Case Studies on Internet Data Centers, EPRI, Palo Alto, CA: 2001. 1005941.

Performance Implications for Wireless Systems and Networks, EPRI, Palo Alto, CA: 2001. 1005944.

Modeling and Diagnosis Methods for Large-Scale Complex Networks: EPRI/DoD Complex Interactive Networks/Systems Initiative: Second Annual Report, EPRI, Palo Alto, CA: 2001.1006092.

Communication on Power Lines: Changing Business & Technology Ramifications, EPRI, Palo Alto, CA: 2002. 100697.

Distribution Automation Pilot Project Using the Utility Communications Architecture (UCA^®) at City Public Service of San Antonio, EPRI, Palo Alto, CA: 2002. 1007066.

Developing Customer Service Opportunities: A Case Study Employing Advanced Metering, Communication, and Information Technologies, EPRI, Palo Alto, CA: 1995. TR-105381.

Wireless Product Applications for Utilities: Technical Services for Power Utilities in Wireless Communications, EPRI, Palo Alto, CA: 1996. TR-106352.

Broadcast and Multicast for Customer Communications and Distribution Automation, EPRI, Palo Alto, CA: 1996. TR-106354.

Assessments of Emerging Technologies for Wireless Communications, EPRICSG, Palo Alto, CA: 1998. TR-110125.

Re Quest IVTM: A Continuing Investigation of the Residential Telecommunications and Electric Marketplaces, EPRI, Palo Alto, CA: 1998. TR-110816-OL.

Utility-Customer Communication Options for the “Last Mile,” EPRICSG, Palo Alto, CA: 1998. TR-111023.

Application Opportunities in Wireless Communications, EPRICSG, Palo Alto, CA: 1998. TR-111051.

Worldwide Satellite Communications for the Energy Utility Industry, EPRICSG, Palo Alto, CA: 1998. TR-111052.

Integration of Distributed Resources in Electric Utility Systems: Functional Definition for Communication and Control Requirements, EPRI, Palo Alto, CA: 1998. TR-111491.

Assessing Changes in the Residential Telecommunications and Electric Marketplace: Evaluating Purchases, EPRICSG, Palo Alto, CA: 1998. TR-112125-P1-3ES.

Straw-man Device Object Models for Distributed Resources in Utility Communication Architecture (UCA^TM), EPRI, Palo Alto, CA: 1999. TR-114198.

Supplier and Control Area Performance Monitoring System: Utilization of Grid-3P for Automatic Generation Control (AGC), Frequency Response Reserves (FRR) and Ancillary Services (AS) Regulation, Carlos Martinez, Jim Dyer, Mark Skowronski, Electric Power Group. February 2003.

Real-Time Voltage Monitoring and VAR Management System^©, Carlos Martinez, Jim Dyer, Mark Skowronski, Electric Power Group. February 2003

CERTS Area Control Error (ACE)-Frequency Real-Time Monitoring System, Electric Power Group. October 2002.

“Human Factors Aspects Of Power System Voltage Visualizations,” Wiegmann, D.A., A.M. Rich, T.J. Overbye, Y. Sun. Proceedings of the 35th Hawaii International Conference on System Sciences. September 2002.

CAISO-CERTS Synchronized Phasor Measurements Applications User Guide, Consortium for Electricity Reliability Technology Solutions (CERTS). March 2002.

“Human Factors Analysis Of Power System Visualizations,” Overbye, T.J., D.A. Wiegmann, A.M. Rich, Y. Sun. Proceedings of the 34th Hawaii International Conference on System Sciences. September 2001.

“Grid Reliability Management Tools,” Eto J., Lawrence Berkeley National Laboratory, C. Martinez, Southern California Edison and J. Dyer and V. Budhraja, Electric Power Group. IEEE Power Engineering Society Winter Meeting. January 28-31, 2001.

Reliability Adequacy Tool for Ancillary Services, Consortium for Electric Reliability Technology Solutions. April 2000.

“Probabilistic Load-Dependent Cascading Failure with Limited Component Interactions,” Dobson, I., University of Wisconsin, B. Carreras, Oak Ridge National Lab, and D. Newman, University of Alaska IEEE International Symposium on Circuits and Systems, Vancouver Canada May 2004.

“Blackout Mitigation Assessment in Power Transmission Systems,” Carreras, B.A., V.E. Lynch, D.E. Newman, I. Dobson. Hawaii International Conference in Systems Sciences. January 2003.

“A Probabilistic Loading-dependent Model of Cascading Failure and Possible Implications for Blackouts,” Dobson, I., B.A. Carreras, D.E. Newman. Hawaii International Conference in Systems Sciences. January 2003.

“An Initial Complex Systems Analysis of the Risks of Blackouts in Power Transmission Systems,” Dobson, I., D.E. Newman, B.A. Carreras, V.E. Lynch. Power Systems and Communications Infrastructures for the Future. September 2002.

Congestion Management Requirements, Methods and Performance Indices, Kirby, B.J., J.W. Van Dyke, C. Martinez and A. Rodriguez. Report: ORNL/TM-2002/119. June 2002.

“Dynamics, Criticality and Self-organization in a Model for Blackouts in Power Transmission Systems,” Carreras, B.A., I. Dobson, V.E. Lynch, D.E. Newman. Hawaii International Conference in Systems Sciences. January 2002.

“Examining Criticality of Blackouts in Power System Models with Cascading Events,” Dobson, I., J. Chen, J.S. Thorp, B.A. Carreras, D.E. Newman. Hawaii International Conference in Systems Sciences. January 2002.

Complex Systems Approach to Cascading Failures, Carreras, B. A., I. Dobson and J. S. Thorp. December 2001.

Time-space Methods for Determining Locational Reserves: A Framework for Location Based Pricing and Scheduling for Reserve Markets, Thorp, J., C. E. Murillo-Sanchez and B. Thomas. November 2001.

Software Requirements Specification for Management for Grid Control, Smathers, D., L. Kidd, S. Goldsmith, L. Phillips, D. Bakken, A. Bose, D. McKinnon. April 2003.

Communication Models for Third Party Load Frequency Control, Bhowmik, S., K. Tomsovic, A. Bose. 2003.

“A New Scheme for Voltage Control in a Competitive Ancillary Service Market,” Nobile, E., and A. Bose. 14th PSCC, Sevilla, 24-28 June 2002.

Increasing Information Flow Between PDCs, Dart, E., Sandia National Laboratory. December 2000.

“Dynamic Performance Validation in the Western Power System,” Hauer, J. F., M. J. Beshir, and W. A. Mittelstadt, in association with the WSCC Performance Validation Task Force APEX 2000 Conference in Kananaskis, Alberta. October 2000.

Agent Concept for Intelligent Distributed Coordination in the Electric Power Grid, Smathers D. and S. Goldsmith, Sandia National Laboratories. April 6, 2000.

Operating Environment and Functional Requirements for Intelligent Distributed Control in the Electric Power Grid, Smathers D. and A. Akhil, Sandia National Laboratories. April 3, 2000.

The New York Transmission Congestion Contract Market: Is It Truly Working Efficiently?, Bartholomew, E., A. Siddiqui, C. Marnay and S. Oren. June 2003.

On the Efficiency of the New York Independent System Operator Market for Transmission Congestion Contracts, Siddiqui, A., E. Bartholomew, C. Marnay, and S. Oren. March 2003.

“Locational Pricing and Scheduling for an Integrated Energy-Reserve Market,” Chen, J., J.S. Thorp, R.J. Thomas, T.D. Mount. Conference Proceedings: 36th Annual Hawaii International Conference on System Sciences (HICSS). January 2003.

“Markets for Reliability and Financial Options in Electricity: Theory to Support Practice”, Mount, T., W. Schulze, R.E. Schuler. Conference Proceedings: 36th Annual Hawaii International Conference on System Sciences (HICSS). January 2003.

Time-space Methods for Determining Locational Reserves: A Framework for Location-based Pricing and Scheduling for Reserve Markets, Thorp, J.S. R.J. Thomas, J. Chen. December 2002.

Two-Settlement Systems for Electricity Markets: Zonal Aggregation Under Network Uncertainty and Market Power, Kamat, R. and S. Oren, UC Berkeley. February, 2002.

Methodology for Automatic Zone Creation/Merging/Partitioning, Alvarado, F.L. and W. Liu. May 2001.

Rational Buyer Meets Rational Seller: Reserves Market Equilibria under Alternative Auction Designs, Kamat, R. and S. Oren, UC Berkeley. February 8, 2001.

Design of Ancillary Service Markets, Oren S., UC Berkeley. January 2001.

Spot Pricing of Electricity and Ancillary Services in a Competitive California Market, Siddiqui, A., C. Marnay, and M. Khavkin. November 2000.

CERTS Database Brochure, Marnay, C., A. Siddiqui, J. Guttenplan, and M. Khavkin. August 2000.

Analysis of Uniform and Discriminatory Price Auctions in Restructured Electricity Markets, Hudson R., Oak Ridge National Laboratory. July 2000.

“Excessive Price Volatility in the California Ancillary Services Markets: Causes, Effects, and Solutions,” Siddiqui, A., C. Marnay, and M. Khavkin. Electricity Journal, Vol. 13(6). July 2000.

Experimental and Theoretical Evaluation of Current and Proposed Markets Including Effects of Ancillary Services, Thomas R., T. Mount, R. Zimmerman and S. Ede, Power Systems Engineering Research Center, Cornell University. March 2000.

Customer-Specific Metrics For the Regulation and Load-Following Ancillary Services, Kirby, B. and E. Hirst. January 2000.

Transmission Grid Access and Pricing in Norway, Spain, and California: A Comparative Study, Grønli, H., T. Gómez, and C. Marnay. September 1999.

Ancillary Services Markets in California, Gómez, T., C. Marnay, A. Siddiqui, L. Liew, and M. Khavkin. July 1999,

Microgrid: A Conceptual Solution, Lasseter, R.H., P. Piagi, University of Wisconsin-Madison. June 2004.

A Business Case for On-Site Generation: The BD Biosciences Pharmingen Project, Firestone, R., C. Creighton, O. Bailey, C. Marnay and M. Stadler. February 2003.

Microgrid Energy Management System, Kueck, J.D., R.H. Staunton, S.D. Labinov, B.J. Kirby. January 2003.

Review of Test Facilities for Distributed Energy Resources, Akhil, A., Sandia National Laboratories, C. Marnay, Lawrence Berkeley National Laboratory, T. Lipman, University of California, Berkeley. Report Numbers: SAND2003-1602, LBNL-51954. October 2002.

Integration of Distributed Energy Resources: The CERTS Microgrid Concept, Lasseter, R., A. Akhil, C. Marnay, J. Stephens, J. Dagle, R. Guttromson, A.S. Meliopoulous, R. Yinger, and J. Eto. April 2002.

White Paper on Protection Issues of The MicroGrid Concept, Feero, W.E., D.C. Dawson and J. Stevens. March 2002.

Industrial Application of Microgrids, Lasseter R. and P. Piagi. October 2001.

Evaluation of Distribution Analysis Software for DER Applications, Rizy, D.T. and R.H. Staunton. Report: ORNL/TM-2001/215. September 2002.

Behavior of Capstone and Honeywell Microturbine Generators during Load Changes, Yinger, R. J. July 2001.

Scenarios for Distributed Technology Applications with Steady State and Dynamic Models of Loads and Micro-Sources, Lasseter R., K. Tomsovic and P. Piagi. April 2000.

Distributed Energy Resources Customer Adoption Modeling with Combined Heat and Power Applications, Siddiqui, A., R. Firestone, S. Ghosh, M. Stadler, C. Marnay, and J. Edwards. June 2003.

Distributed Energy Resources in Practice: A Case Study Analysis and Validation of LBNL's Customer Adoption Model, Bailey, O., C. Creighton, R. Firestone, C. Marnay and M. Stadler. February 2003.

Modeling of Customer Adoption of Distributed Energy Resources, Marnay, C., J. S. Chard, K. S. Hamachi, T. Lipman, M. M. Moezzi, B. Ouaglal, and A. S. Siddiqui. August 2001.

Customer Adoption of Small-Scale On-Site Power Generation, Siddiqui, A., C. Marnay, K. Hamachi and F. Rubio. April 2001.

CERTS Customer Adoption Model, Rubio, F., A. Siddiqui, C. Marnay and K. Hamachi. March 2001.

Integrated Assessment of Dispersed Energy Resources Deployment, Marnay, C., R. Blanco, K. Hamachi, C. Kawann, J. Osborn, and F. Rubio. March 2000.

“Research, Development, and Demonstration Needs for Large-Scale, Reliability-Enhancing, Integration of Distributed Energy Resources,” Eto, J., Lawrence Berkeley National Laboratory and V. Budhraja, C. Martinez, J. Dyer and M. Kondragunta, Edison Technology Solutions. Proceedings of the Thirty-Third Annual Hawaii International Conference on System Sciences, January 4-7, 2000.

Demand Response Research Plan to Reflect the Needs of the California Independent System Operator, Kueck, J. and B. Kirby, Oak Ridge National Laboratory. January 2004.

Spinning Reserve from Pump Load: A Technical Findings Report to the California Department of Water Resources, Kirby, B. and J. Kueck, Oak Ridge National Laboratory. November 2003.

Spinning Reserve From Responsive Loads, Kirby, B., Oak Ridge National Laboratory. March 2003.

How and Why Customers Respond to Electricity Price Variability: A Study of NYISO and NYSERDA 2002 PRL Program Performance, Neenan, B., D. Pratt, P. Cappers, J. Doane, J. Anderson and R. Boisvert (Neenan Associates), Goldman, C., O. Sezgen, G. Barbose and R. Bharvirkar (LBNL), Michael Kinter-Meyer, Steve Shankle and Derrick Bates (PNNL). January 2003.

Spinning Reserves from Controllable Packaged Through the Wall Air Conditioner (PTAC) Units, Kirby, B.J. and M.R. Ally. November 2002.

“Do ‘Enabling Technologies’ Affect Customer Performance in Price-Responsive Load Programs?” Goldman, C., M. Kintner-Meyer, G. Heffner. 2002 ACEEE's Summer Study on Energy Efficiency in Buildings, Asilomar, CA. August 2002.

Impact of Enabling Technologies on Customer Load Curtailment Performance: Summer 2001 Results from NYSERDA's PON 585 and 577 Programs and NYISO's Emergency Demand Response Program, Goldman, C. and G. Heffner (LBNL) and M. Kintner-Meyer (PNNL). January 27-30, 2002.

“Innovative Developments in Load as a Resource,” Eto, J., C. Goldman, G. Heffner, B. Kirby, J. Kueck, M. Kintner-Meyer, J. Dagle, T. Mount, W. Schultze, R. Thomas, R. Zimmerman. IEEE Power Engineering Society Winter Meeting. January 27-30, 2002.

Review of Current Southern California Edison Load Management Programs and Proposal for a New Market-Driven, Mass-Market, Demand-Response Program, Weller, G., Weller Associates. January 2002.

A Case Study Review of Technical and Technology Issues for Transition of a Utility Load Management Program to Provide System Reliability Resources in Restructured Electricity Markets, Weller, G.H. July 2001.

Direct Participation of Electrical Loads in the California Independent System Operator Markets During the Summer of 2000, Marnay, C., K. Hamachi, M. Khavkin, and A. Siddiqui. July 1, 2001.

Load as a Resource in Restructured Electricity Markets, Kueck, J., B. Kirby, R. Staunton, Oak Ridge National Laboratory, J. Eto, C. Marnay, C. Goldman, Lawrence Berkeley National Laboratory, C. A. Martinez, Southern California Edison. June 1, 2001.

“An R&D Agenda to Enhance Electricity System Reliability by Increasing Customer Participation in Emerging Competitive Markets,” Eto, J., C. Marnay, and C. Goldman, Lawrence Berkeley National Laboratory, J. Kueck and B. Kirby, Oak Ridge National Laboratory, J. Dagle, Pacific Northwest National Laboratory, F. Alvarado, T. Mount, and S. Oren, PSERC, and C. Martinez, Southern California Edison. IEEE Power Engineering Society Winter Meeting, January 28-31, 2001.

Pilot Evaluation of Electricity-Reliability and Power-Quality Monitoring in California's Silicon Valley with the I-Grid^® System, Eto, J., LBNL; D. Divan and W. Brumsickle, SoftSwitching Technologies. February 2004.

A Framework and Review of Customer Outage Costs: Integration and Analysis of Electric Utility Outage Cost Surveys, Lawton, L., M. Sullivan, K. Van Liere, A. Katz, PRS and J. Eto, LBNL. November 2003.

A New Approach to Power Quality and Electricity Reliability Monitoring - Case Study Illustrations of the Capabilities of the I-Grid™ System, Divan, D. and W. Brumsickle, SoftSwitching Technologies Corp. and J. Eto, LBNL. April 2003.

A Scoping Study on Trends in the Economic Value of Electricity Reliability to the U.S. Economy, Eto, J., J. Koomey, B. Lehman, N. Martin, E. Mills, C. Webber, and E. Worrell. June 2001.

Economic Evaluation of Transmission Interconnection in a Restructured Market, Mobasheri, F., M. Cheng, J. Medina. June 2004.

California's Electricity Generation and Transmission Interconnection Needs Under Alternative Scenarios: Assessment of Resources, Demand, Need For Transmission Interconnections, Policy Issues and Recommendations For Long Term Transmission Planning, Budhraja, V., F. Mobasheri, M. Cheng, J. Dyer, E. Castaño, S. Hess. November 2003.

Planning for California's Future Transmission Grid: Review of Transmission System, Strategic Benefits, Planning Issues and Policy Recommendations, Budhraja, V., J. Dyer, S. Hess. October 2003.

Electricity Transmission Congestion Costs: A Review of Recent Reports, Lesieutre, B., and J. Eto. October 2003.

A Survey of National Transmission Grid Modeling Capabilities at DOE Laboratories, Thomas, S., P. Boggs and V. Howle, Sandia National Laboratories. July 2003.

Analysis and Selection of Analytical Tools to Assess National-Interest Transmission Bottlenecks Final Report, KEMA Consulting: KEMA-ECC & Macro Corporation. March 2003.

U.S. Department of Energy Transmission Bottleneck Project Report, Jim Dyer, Electric Power Group. March 2003.

National Transmission Grid Study, May 2002.

Transmission System Operation and Interconnection, Alvarado, F., University of Wisconsin, Madison, and S. Oren, University of California at Berkeley. May 2002.

Reliability Management and Oversight, Kirby, B., Oak Ridge National Laboratory and E. Hirst Consulting in Electric-Industry Restructuring. May 2002.

Alternative Business Models for Transmission Investment and Operation, Oren, S., University of California at Berkeley; G. Gross, University of Illinois at Urbana-Champaign; and F. Alvarado, University of Wisconsin. May 2002.

Transmission Planning and the Need for New Capacity, Hirst, E., Consulting in Electric-Industry Restructuring and B. Kirby, Oak Ridge National Laboratory. May 2002.

Transmission Siting and Permitting, Meyer, D.H., Consultant, Electricity Policy and Regulation and R. Sedano, Regulatory Assistance Project. May 2002.

Advanced Transmission Technologies, Hauer, J., Pacific Northwest National Laboratory; T. Overbye, University of Illinois at Urbana-Champaign; J. Dagle and S. Widergren, Pacific Northwest National Laboratory. May 2002.

California's Electricity System of the Future Scenario Analysis in Support of Public-Interest Transmission System R&D Planning, Joseph Eto, Lawrence Berkeley National Laboratory, John P. Stovall, Oak Ridge National Laboratory, Vikram Budhraja and Jim Dyer, Electric Power Group, Chuck Goldman and Chris Marnay, Lawrence Berkeley National Laboratory, George Gross, Power Systems Engineering Research Center, University of Illinois, Shmuel Oren, Power Systems Engineering Research Center, University of California. April 2003.

Executive Summary for the Grid of the Future Project, Eto, J., Lawrence Berkeley National Laboratory. December 1999.

The Federal Role in Electric System Reliability RD&D During a Time of Industry Transition: An Application of Scenario Analysis. Eto, J., Lawrence Berkeley National Laboratory. December 1999.

Review of Recent Reliability Issues and System Events, Hauer, J. and J. Dagle, Pacific Northwest National Laboratory. December 1999.

Review of the Structure of Bulk Power Markets, Kirby, B. and J. Kueck, Oak Ridge National Laboratory. December 1999.

Real Time Security Monitoring and Control of Power Systems, Gross, G., A. Bose, C. Demarco, M. Pai, J. Thorp, and P. Varaiya, Power Systems Engineering Research Center. December 1999.

Interconnection and Controls for Large Scale Integration of Distributed Energy Resources, Budhraja, V., C. Martinez, J. Dyer, and M. Kondragunta, Edison Technology Solutions. December 1999.

Accommodating Uncertainty in Planning and Operations, Ivey, M., A. Akhil, D. Robinson, J. Stamp, K. Stamber, Sandia National Laboratories, and K. Chu, Pacific Northwest National Laboratory. December 1999.

Summary Proceedings of IEEE-USA's 2000 Energy Policy Symposium, May 24, 2000.

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